CONFLICT OF INTEREST - APPENDIX A


2006 Designated Officials with Indicated Required Disclosure Categories

Board of Regents and Principal Officers of The Regents

Position
Disclosure
Categories
Members of the Board of Regents n/a
General Counsel and Vice President for Legal Affairs 1
  Deputy General Counsel 5, 16
  Managing University Counsel 5, 16
  Special Counsel 5, 16
  University Counsel 5, 16
  Counsel 5, 16
  Coordinator - Information Practices & Conflict of Interest 1
Treasurer and Vice President for Investments * n/a
  The Assistant Treasurer * n/a
  Director, Operations 1
  Director, Private Equity 1
  Assistant Director, Investment Risk Management 1
  Managing Director, Alternative Investments 1
  Managing Director, Externally Managed Investments 1
  Managing Director, Fixed Income 1
  Managing Director, Risk Management
1
  Junior Portfolio Managers 1
  Manager Quantitative Analytic 1
  Senior Portfolio Managers 1
  Alternative Investment Officers 1
  Alternative Investments Officer, Real Assets 1
  Equity Investment Officers 1
  Externally Managed Investment Officer 1
  Credit Officer 1
  Private Equity Investment Officers 1
  Senior Investment Analyst 1


  * The following ex-officio Regents are not designated officials under this Code: the Governor, the Lieutenant Governor, the Speaker of the Assembly, and the Superintendent of Public Instruction. (Gov. Code, §§ 82019 and 87200.) As elected State Officials, they are required to file disclosure statements (Form 700) under Article 2 of Chapter 7 (§ 87200 et seq.) of Title 9 of the Government Code. Also, the Fair Political Practices Commission has determined that University officials holding previously designated positions as "Members of the Board of Regents," as the "Treasurer," and as the "President," are no longer designated officials under this Code. Their specific positions have been deleted from the Code. However, they are subject to the financial disclosure requirements set forth in Article 2 of Chapter 7 of the Political Reform Act. (Gov. Code, § 87200 et seq.) These officials are considered to be "other public officials who manage public investments" pursuant to Government Code section 87200 of the Political Reform Act and are required to file the Form 700 Statement of Economic Interests. (Gov. Code §§ 82019 and 87200, 2 Cal. Code Regs., tit. 2, § 18701 subd. (b).)





Updated February 2007